Study and Prepare with ACI 3I0-013 study material, That's Easy to pass With PracticeMaterial!
Updated: Jun 01, 2026
No. of Questions: 386 Questions & Answers with Testing Engine
Download Limit: Unlimited
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Questions: 40
Passing percentage: 75%
Language of Exam: English
Validity: 1 year
Duration of Exam: 60 minutes
Format: Multiple choice
These core topics of ACI 310-013 exam dumps listed below are general recommendations for the material that is likely to be used for the examination. However, on any particular delivery of the test, other similar topics could also appear. The guidelines below can be updated at any time without notice to better represent the contents of the exam and for clarity purposes.
In addition to the topics discussed below, it is anticipated that candidates will be up-to-date with the latest events and market shifts. The updated syllabus effective from July 2019 onwards for the ACI 310-013 practice exams are listed below in detail of each section and their topics:
1. Introduction to the ACi 3I0-013
At the end of this section, candidates should:
The six leading principles of the ACi 3I0-013
To whom the ACi 3I0-013 applies
What type of market participants are impacted by the ACi 3I0-013
2. Ethics
At the end of this section, candidates should understand what is expected of them to exercise judgement to act ethically and professionally:
Know the core expectations for ethical behaviour
Understand who is responsible for maintaining these standards of behaviour
Understand potential areas where conflicts of interest may arise
Know what appropriate arrangements can be made to eliminate conflicts of interest
Understand the importance of the disclosure of conflicts of interest
3. Governance
At the end of this section, candidates should: understand the appropriate governance structures that should be in place to promote and support the principles of the ACi 3I0-013:
Know the factors to be considered to ensure ethical and professional conduct
Understand why different mechanisms of promotion and remuneration are used
Know where and how to report concerns about inappropriate behaviour
Understand the correct procedures for internal escalation and external reporting
Understand the correct procedure for investigating reports of inappropriate behaviour
Understand the importance of effective mechanisms to investigate and respond to reports of inappropriate behaviour
4. Execution
At the end of this section, candidates should: Understand what is expected to execute and
negotiate transactions in a fair and transparent manner:
Understand what clients should be made aware of when handling orders
Understand expectations of an E-Trading Platform
Understand expectations of clients
Understand the role and conduct expected of order handlers
Understand conduct expectations of Interdealer Brokers
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