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IIA IIA-CFSA-BANK Exam Overview:

Certification Vendor:The Institute of Internal Auditors (IIA)
Exam Name:Certified Financial Services Auditor (CFSA) - Banking Discipline
Exam Number:IIA-CFSA-BANK
Available Languages:English
Real Exam Qty:115
Certificate Validity Period:Annual continuing professional education (CPE) renewal required
Passing Score:600/750
Related Certifications:Certified Financial Services Auditor (CFSA)
Certified Internal Auditor (CIA)
Certification in Risk Management Assurance (CRMA)
Exam Price:Varies by IIA membership status and region
Exam Duration:175 minutes
Exam Format:Computer-based, Multiple Choice Questions
Recommended Training:IIA Financial Services Audit Certificate
Exam Registration:Pearson VUE Scheduling
IIA Certification Candidate Management System (CCMS)
Exam Way:Pearson VUE authorized test centers
Pre Condition:Professional experience in internal auditing, banking, or financial services is recommended. Eligibility requirements were established by IIA certification policies.
Official Syllabus URL:https://www.theiia.org/en/content/certifications/certification-candidate-handbook/

IIA IIA-CFSA-BANK Exam Syllabus Topics:

SectionWeightObjectives
Banking Discipline20%- Banking-specific knowledge
  • 1. Credit risk management
    • 2. Capital management
      • 3. Interest rate risk
        • 4. Liquidity risk
          • 5. Bank governance and regulatory expectations
            • 6. Asset and liability management
              Auditing Financial Services Processes15%- Operational auditing
              • 1. Fraud prevention and detection
                • 2. Information systems and technology controls
                  • 3. Loan processing
                    • 4. Deposit operations
                      Regulatory Environment15%- Banking regulations and compliance
                      • 1. Consumer protection regulations
                        • 2. Anti-money laundering requirements
                          • 3. Capital adequacy and risk management requirements
                            • 4. Regulatory agencies and oversight
                              Auditing Financial Services Products25%- Banking products and services
                              • 1. Treasury and cash management
                                • 2. Investment and trust services
                                  • 3. Commercial lending
                                    • 4. Retail banking
                                      Financial Services Auditing25%- Risk assessment and audit planning
                                      • 1. Internal control evaluation
                                        • 2. Financial services risk identification
                                          • 3. Audit engagement planning

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