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Last Updated: Sep 12, 2026
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| Section | Weight | Objectives |
|---|---|---|
| Topic 1: Building an AFC Compliance Program | ||
| Topic 2: Tools and Technologies to Fight Financial Crime | ||
| Topic 3: Understanding Risks and Methods of Financial Crime | 30% | - Financial Crime Risks related to MSBs, PSPs, and ecommerce platforms - Financial Crime Risks related to insurance products - Financial Crime Risks related to Politically Exposed Persons (PEPs) and high-risk customers - Financial Crime Risks related to trusts and company service providers - Financial Crime Risks related to real estate - Financial Crime Risks related to gatekeepers - Financial Crime Risks related to VASPs, cryptoassets, and related products - Financial Crime Risks related to gaming and gambling - Financial Crime Risks related to products within other financial sectors |
| Topic 4: Global AFC Frameworks, Governance and Regulations | - AML Regulatory Framework (Elective options: Canada, EU, UK, USA) |
AML 監査の独立性における重要な要素は、監査人が次の事項を実行することです。
Correct Answer: D 🗳️
不動産会社に関連する主な金融犯罪リスクは次のどれですか? (4 つ選択してください。)
Correct Answer: A,B,C,D 🗳️
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国境を越えた事件を含むマネーロンダリングの捜査における規制当局、法執行機関、金融情報機関 (FIU) 間の協力の度合いを最もよく表しているのは次のうちどれですか。
Correct Answer: A 🗳️
Explanation: Only visible for PracticeMaterial members. You can sign-up / login (it's free).
ある金融機関は、追加情報の要求時にオンボーディング プロセスで摩擦が生じるという苦情を受けています。
どのような潜在的なソリューションが、摩擦を減らして顧客のオンボーディング エクスペリエンスを向上させるのに役立ちますか? (2 つ選択してください)。
Correct Answer: A,C 🗳️
Explanation: Only visible for PracticeMaterial members. You can sign-up / login (it's free).
貿易ベースのマネーロンダリングにおける貿易相手方の潜在的なリスク指標には次のものがあります。(3 つ選択してください。)
Correct Answer: B,D,E 🗳️
Explanation: Only visible for PracticeMaterial members. You can sign-up / login (it's free).
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